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1 CPD   Webinar
Print   Add to calendar 10/25/2018 08:00 AM Summary of the event

Regulator interaction in the post-Hayne world

Since the Hayne Royal Commission, many trustees have seen a material increase in inquiries (formal and informal) from ASIC and APRA.

Questions are now arising concerning breach notifications, responding to notices, issuing member communications, resetting financial budgets, understanding indemnity arrangements and drafting board facing reports.

This practical session - based on real, recent issues - will cover:

  • what is the regulators' new attitude?
  • what kinds of notices can be generated?
  • what are the common areas of inquiry?
  • what documents/statements/reports can be produced?
  • what resources will I need to address an investigation?
  • how do investigations end?
  • how do I fund member remediation plans?

Host: Tim Ironside, Education Manager, AIST

29Apr
Registration
1:00pm
Start
1:00pm
Finish
2:00pm
NOTE: Times are in AEST
Webinar
Members
$99.00
Non-Members
$140.00